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Zain Saeed Bhatti

Zions Direct, Inc.

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About Zain Saeed Bhatti

Zain Saeed Bhatti is a financial professional with over 9 years of experience in the industry. Zain is currently registered with Zions Direct, Inc. Prior to joining Zions Direct, Inc., Zain was employed by WELLS FARGO SECURITIES, LLC. Zain has a Series 63, SIE, and Series 79 license. Zain has held registrations in 52 states.

Firm Information

Zain Bhatti is currently registered with Zions Direct, Inc.. Zions Direct, Inc. is a Corporation that was formed on February 7, 1986. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been involved in 4 Regulatory Events and 3 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Zain Bhatti’s Registration & Firm History

TX

05/03/2024 - Present

Zions Direct, Inc. (Houston TX)

TX

04/27/2015 - 05/09/2024

WELLS FARGO SECURITIES, LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 09/27/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Zain Saeed Bhatti.
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