Unclaimed
Zain Pirani is a financial professional with experience in the financial services industry. Zain is currently registered with Finalis Securities LLC, based in New York, NY. Previously, Zain was registered with ARES INVESTOR SERVICES LLC in Los Angeles, CA. Zain holds the Series 63, SIE, and Series 22 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/12/2022 - Present
Finalis Securities LLC (New York NY)
CA
09/02/2016 - 09/01/2017
ARES INVESTOR SERVICES LLC (LOS ANGELES CA)
BC
Issued 12/31/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2022
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 11/19/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2016
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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