Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zain? Claim Your ProfileZain Naqi is a financial advisor with Neuberger Berman BD LLC. Zain has been in the industry since 2006. Zain is registered with the state of Florida, New Jersey and New York as an investment advisor representative. Zain has passed several securities exams, including the Series 3, Series 7, Series 63, Series 66 and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
03/26/2021 - Present
Neuberger Berman BD LLC (WEST PALM BEACH FL)
NY
02/18/1994 - 07/10/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
NA
07/19/1993 - 02/04/1994
MORGAN STANLEY & CO., INCORPORATED
NY
11/30/1989 - 02/04/1994
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 01/18/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2017
Series 7 - General Securities Representative Examination
BC
Issued 12/04/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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