Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zadoc? Claim Your ProfileZadoc White Brown is a financial advisor with over 28 years of experience in the industry. Zadoc has been registered with Stifel, Nicolaus & Company, Inc. since 2010. Prior to that, Zadoc was registered with Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Zadoc is currently registered as a Registered Representative (RA) in Hawaii. Zadoc specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Zadoc has also provided financial planning and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
11/04/2010 - Present
Stifel, Nicolaus & Company, Inc. (KAHULUI HI)
HI
06/01/2009 - 11/19/2010
MORGAN STANLEY SMITH BARNEY (KAHULUI HI)
HI
01/17/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (KAHULUI HI)
IA
Issued 02/04/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/04/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Zadoc Brown is the right advisor for you? Invested Better is here to help.
