Unclaimed
Zack Ivan Steiner is a securities professional with over 15 years of experience in the industry. Zack is currently registered with Tradition Securities and Derivatives LLC in New York, NY. Prior to joining Tradition Securities and Derivatives LLC, Zack was employed by STANDARD CREDIT SECURITIES INC. and GFI SECURITIES LLC, both also in New York, NY. Zack is licensed to sell securities in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/02/2014 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
04/18/2008 - 09/25/2014
STANDARD CREDIT SECURITIES INC. (NEW YORK NY)
NY
04/24/2007 - 05/15/2008
GFI SECURITIES LLC (NEW YORK NY)
BC
Issued 05/25/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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