Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zachary? Claim Your ProfileZachary Tracey is a financial professional with over 15 years of experience in the financial services industry. Zachary Tracey is currently registered with Wells Fargo Clearing Services, LLC and has been with this firm since 2015. Prior to joining Wells Fargo Clearing Services, LLC Zachary Tracey worked at Lincoln Financial Securities Corporation and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Zachary Tracey holds the Series 7, Series 66 and SIE licenses and is registered in numerous states. Zachary Tracey specializes in providing financial planning and investment advisory services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
09/25/2015 - Present
Wells Fargo Clearing Services, LLC (GLASTONBURY CT)
CT
05/05/2011 - 09/24/2015
LINCOLN FINANCIAL SECURITIES CORPORATION (EAST HARTFORD CT)
CT
01/11/2008 - 04/19/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HARTFORD CT)
CT
09/25/2007 - 10/29/2007
AMERIPRISE FINANCIAL SERVICES, INC. (EAST HARTFORD CT)
BOTH
Issued 04/07/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Zachary Tracey is the right advisor for you? Invested Better is here to help.
