Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zachary? Claim Your ProfileZachary Trace Norton is a registered representative of Raymond James & Associates, Inc. Zachary has been in the securities industry since March 5, 2011. Zachary has held positions at several firms, including Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC, and Chase Investment Services Corp. Zachary is licensed in Florida, Illinois, Indiana, Washington, and Wisconsin. Zachary is also licensed as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
11/21/2019 - Present
Raymond James & Associates, Inc. (Chicago IL)
IL
08/24/2018 - 11/20/2019
WELLS FARGO CLEARING SERVICES, LLC (CHICAGO IL)
IL
07/13/2017 - 07/24/2018
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
10/01/2012 - 09/19/2016
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
04/14/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ROUND LAKE BEACH IL)
BOTH
Issued 11/12/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/22/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/17/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/13/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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