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Zachary Taylor Rosenfeld

MMA Securities LLC

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About Zachary Taylor Rosenfeld

Zachary Taylor Rosenfeld is a financial advisor who has been in the industry since 2008. Zachary is currently registered with MMA Securities LLC. Zachary has previously worked with USI SECURITIES, INC., JOHN HANCOCK DISTRIBUTORS LLC, FIDELITY BROKERAGE SERVICES LLC, and PROEQUITIES, INC. Zachary holds a Series 6, 7, 63, and 66 license and has passed the SIE exam. Zachary has been a licensed Registered Representative in Ohio and Illinois since 2023.

Firm Information

Zachary Rosenfeld is currently registered with MMA Securities LLC. MMA Securities LLC is a Limited Liability Company formed in February 1998. The firm, headquartered in New York, NY, provides advisory services to retirement plan participants, including pension consulting, educational seminars, and selection of other advisors. With a focus on retirement services, MMA Securities LLC serves a wide range of clients, including pension and profit-sharing plans, state or municipal government entities, and plan participants. They are registered with the SEC and hold registrations in all 50 states.
MMA Securities LLC

1166 AVENUE OF THE AMERICAS

NEW YORK, NY 10036

Not reported

Assets Under Management

6,149

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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advisory services to retirement plan participants

Advisory services to retirement plan participants

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Based on assets under advisement or per capita

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Zachary Rosenfeld’s Registration & Firm History

MA

01/09/2023 - Present

MMA Securities LLC (Boston MA)

OH

11/22/2019 - 11/18/2022

USI SECURITIES, INC. (CINCINNATI OH)

MA

04/10/2015 - 11/06/2019

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

TX

11/15/2007 - 10/08/2014

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

OH

04/03/2007 - 08/28/2007

PROEQUITIES, INC. (CINCINNATI OH)

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Licenses & Designations

BOTH

Issued 11/08/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/28/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2007

Series 7 - General Securities Representative Examination

BC

Issued 04/02/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Zachary Taylor Rosenfeld.
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