Unclaimed
Zachary Susel is a financial professional who has been in the industry since 2014. Zachary is registered with D.e. Shaw Securities, LLC and is licensed to conduct business in 52 states. Zachary has passed the Series 3, 7, and 63 exams, as well as the Securities Industry Essentials Exam (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/09/2014 - Present
D.e. Shaw Securities, LLC (NEW YORK NY)
BC
Issued 01/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2014
Series 3 - National Commodity Futures Examination
BC
Issued 01/09/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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