Unclaimed
Zachary Spencer Dunn is a securities professional with a focus on research and analysis. Zachary is currently registered with Guggenheim Securities, LLC and holds Series 63, 86, 87 and SIE licenses. He is a registered securities professional in 20 states and has been in the industry since November 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
11/27/2023 - Present
Guggenheim Securities, LLC (BOSTON MA)
BC
Issued 12/28/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/14/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/10/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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