Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zachary? Claim Your ProfileZachary Floberg is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Zachary has been in the industry since 2006 and holds the Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Zachary has previously worked with J.P. Morgan Securities LLC, Chase Investment Services Corp., Ameriprise Financial Services, Inc., Wachovia Securities, LLC, and Atlas Securities, LLC. Zachary also owns a rental property in Redondo Beach, California. Zachary specializes in providing investment advice to individuals, businesses, pension plans, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
08/05/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PITTSBURGH PA)
CA
10/01/2012 - 07/03/2013
J.P. MORGAN SECURITIES LLC (TORRANCE CA)
CA
06/16/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MANHATTAN BEACH CA)
CA
11/05/2008 - 07/20/2009
AMERIPRISE FINANCIAL SERVICES, INC. (LONG BEACH CA)
CA
02/01/2007 - 07/01/2008
WACHOVIA SECURITIES, LLC (HOLLISTER CA)
CA
05/17/2006 - 02/01/2007
ATLAS SECURITIES, LLC (HOLLISTER CA)
IA
Issued 1/8/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/6/2006
Series 7 - General Securities Representative Examination
BC
Issued 5/16/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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