Unclaimed
Zachary Berman is a financial advisor currently associated with H.c.wainwright & Co., LLC. Zachary has been in the industry for a short time, starting his career in June of 2023. Zachary has successfully passed the Series 7TO, SIE and Series 63 exams. Zachary is currently registered with the Financial Industry Regulatory Authority (FINRA) and is registered to sell securities in 53 states, as well as Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/22/2023 - Present
H.c.wainwright & CO., LLC (NEW YORK NY)
BC
Issued 11/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/18/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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