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Zachary Michael Berman

H.c.wainwright & CO., LLC

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About Zachary Michael Berman

Zachary Berman is a financial advisor currently associated with H.c.wainwright & Co., LLC. Zachary has been in the industry for a short time, starting his career in June of 2023. Zachary has successfully passed the Series 7TO, SIE and Series 63 exams. Zachary is currently registered with the Financial Industry Regulatory Authority (FINRA) and is registered to sell securities in 53 states, as well as Puerto Rico and the Virgin Islands.

Firm Information

Zachary Berman is currently registered with H.c.wainwright & CO., LLC. H.c.wainwright & CO., LLC is a Limited Liability Company that was formed in April 2013. They are registered to conduct business in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Zachary Berman’s Registration & Firm History

NY

09/22/2023 - Present

H.c.wainwright & CO., LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/18/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/22/2023

Series 7TO - General Securities Representative Examination

BC

Issued 07/18/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Zachary Michael Berman.
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