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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zachary? Claim Your ProfileZachary Mason Gates is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Zachary has been in the financial services industry since 2001 and is a Certified Financial Planner. Zachary is registered to offer securities and investment advisory services in 32 states and is a licensed principal in the state of Kentucky. Zachary has experience working with a variety of clients, including individuals, families, businesses, and institutions. Zachary's current employment is with Wells Fargo Advisors Financial Network, LLC, but previously worked at WELLS FARGO CLEARING SERVICES, LLC, J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES INC., BANC ONE SECURITIES CORPORATION, and SIGNATOR INVESTORS, INC.. Zachary also has experience working with various investment products, including stocks, bonds, mutual funds, and options. In addition to his financial planning services, Zachary also offers investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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KY
02/17/2022 - Present
Wells Fargo Advisors Financial Network, LLC (LEXINGTON KY)
KY
11/03/2014 - 02/17/2022
WELLS FARGO CLEARING SERVICES, LLC (LEXINGTON KY)
TN
10/01/2008 - 11/12/2014
J.P. MORGAN SECURITIES LLC (NASHVILLE TN)
KY
06/10/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (LEXINGTON KY)
KY
05/11/2004 - 06/20/2006
BANC ONE SECURITIES CORPORATION (LEXINGTON KY)
IL
09/08/2000 - 04/08/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MA
08/31/1998 - 05/05/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 03/23/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/15/2009
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 10/08/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/19/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/28/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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