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Zachary K Kau

Keybanc Capital Markets Inc.

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About Zachary K Kau

Zachary Kau is a financial advisor with Keybanc Capital Markets Inc. who has been active in the industry since 2006. Zachary is a Municipal Advisor Representative who is registered with the Financial Industry Regulatory Authority (FINRA) and the state of California. Zachary is licensed to sell a variety of financial products, including securities, municipal securities and investment banking products.

Firm Information

Zachary Kau is currently registered with Keybanc Capital Markets Inc.. Keybanc Capital Markets Inc. is a corporation formed on May 18, 1983 and is registered in 53 states and the SEC. The firm is headquartered in Cleveland, Ohio, and provides a wide range of investment banking and capital markets services. The firm's services include mergers and acquisitions, debt and equity underwriting, and financial advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

359

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Zachary Kau’s Registration & Firm History

CA

08/26/2014 - Present

Keybanc Capital Markets Inc. (San Francisco CA)

CA

03/16/2009 - 08/26/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)

CA

06/14/2006 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 08/15/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/24/2023

Series 54 - Municipal Advisor Principal Qualification Examination

BC

Issued 06/27/2011

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/09/2023

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Zachary K Kau.
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