linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Zachary Josh Levy

Maxim Group LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Zachary? Claim Your Profile

About Zachary Josh Levy

Zachary Josh Levy is a financial professional with over 29 years of experience in the industry. Zachary has a strong background in securities trading and has held various roles at leading financial institutions, including Oppenheimer & Co., Inc., GFI Securities LLC, Inter-Dealer Broker LLC, Tullett Prebon Financial Services LLC, ICAP Corporates LLC, and Maxim Group LLC. Zachary is currently registered with Maxim Group LLC in New York, New Jersey, and Florida.

Firm Information

Zachary Levy is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Zachary Levy’s Registration & Firm History

NY

10/03/2011 - Present

Maxim Group LLC (NEW YORK NY)

NJ

08/30/2010 - 10/05/2011

ICAP CORPORATES LLC (JERSEY CITY NJ)

NY

08/07/2001 - 08/23/2010

TULLETT PREBON FINANCIAL SERVICES LLC (WHITE PLAINS NY)

NY

07/30/1999 - 08/03/2001

INTER-DEALER BROKER LLC (NEW YORK NY)

NY

11/28/1994 - 08/03/2001

GFI SECURITIES LLC (NEW YORK NY)

NY

11/22/1993 - 11/10/1994

OPPENHEIMER & CO., INC. (NEW YORK NY)

Not sure if Zachary Josh Levy is right for you?

Licenses & Designations

BC

Issued 05/02/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/14/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/20/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Zachary Josh Levy.
Not sure if Zachary Josh Levy is right for you?