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Zachary Johannes

Stonex Financial Inc.

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About Zachary Johannes

Zachary Johannes is a securities professional with over 2 years of experience in the industry. Zachary holds Series 7, Series 63, Series 57TO licenses, and the SIE exam. Zachary is registered with Stonex Financial Inc. and is currently licensed in California, Colorado, Connecticut, Florida, Illinois, New Jersey, New York, and Wisconsin.

Firm Information

Zachary Johannes is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Zachary Johannes’s Registration & Firm History

NY

05/27/2022 - Present

Stonex Financial Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/11/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2022

Series 57TO - Securities Trader Exam

BC

Issued 05/26/2022

Series 7TO - General Securities Representative Examination

BC

Issued 05/09/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Zachary Johannes. Review regulatory record here.
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