Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zachary? Claim Your ProfileZachary Forman is a financial professional with over 14 years of experience in the financial services industry. Zachary has held previous roles with Griffin Capital Securities, LLC, Northern Lights Distributors, LLC, Lucia Securities, LLC, and Lawson Financial Corporation. Zachary is currently registered with Arete Wealth Management, LLC in Arizona. Zachary holds the Series 63, Series 7, Series 22, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
08/13/2024 - Present
Arete Wealth Management, LLC (CHICAGO IL)
CA
12/19/2014 - 06/11/2024
GRIFFIN CAPITAL SECURITIES, LLC (IRVINE CA)
NE
09/10/2014 - 12/18/2014
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
AZ
06/20/2012 - 09/09/2014
LUCIA SECURITIES, LLC (SCOTTSDALE AZ)
AZ
02/13/2009 - 03/30/2012
LAWSON FINANCIAL CORPORATION (SCOTTSDALE AZ)
BC
Issued 04/28/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/11/2009
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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