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Zachary Eli Rose

Mizuho Securities USA LLC

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About Zachary Eli Rose

Zachary Eli Rose is a financial advisor who has been in the industry since 2005. Zachary is currently registered with Mizuho Securities USA LLC and is licensed to provide investment advice and services in all 50 states and Puerto Rico. Zachary previously worked at Credit Suisse Securities (USA) LLC, where Zachary held positions in both the investment banking and securities divisions. Zachary holds the Series 3, 7, 24 and 63 licenses, and the SIE exam.

Firm Information

Zachary Rose is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Zachary Rose’s Registration & Firm History

NY

10/02/2018 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

01/26/2009 - 09/24/2018

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

09/21/2005 - 12/31/2008

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/27/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/17/2019

Series 24 - General Securities Principal Examination

BC

Issued 09/24/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/2009

Series 3 - National Commodity Futures Examination

BC

Issued 09/20/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Zachary Eli Rose.
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