Unclaimed
Zachary Eli Rose is a financial advisor who has been in the industry since 2005. Zachary is currently registered with Mizuho Securities USA LLC and is licensed to provide investment advice and services in all 50 states and Puerto Rico. Zachary previously worked at Credit Suisse Securities (USA) LLC, where Zachary held positions in both the investment banking and securities divisions. Zachary holds the Series 3, 7, 24 and 63 licenses, and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/02/2018 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
01/26/2009 - 09/24/2018
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/21/2005 - 12/31/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 09/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2019
Series 24 - General Securities Principal Examination
BC
Issued 09/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2009
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Zachary Rose is the right advisor for you? Invested Better is here to help.