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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zachary? Claim Your ProfileZachary Slater is a registered investment advisor with over 30 years of experience in the financial services industry. Zachary is currently employed with UBS Financial Services Inc. Previously, Zachary was employed with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED for over 20 years. Zachary is registered in 28 states and holds a variety of licenses and certifications, including Series 3, 7, 9, 10, 31, 63 and 65. Zachary has also earned the Securities Industry Essentials (SIE) designation. Zachary's areas of expertise include providing financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NH
12/13/2013 - Present
UBS Financial Services Inc. (PORTSMOUTH NH)
NH
03/15/1993 - 12/16/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTSMOUTH NH)
IA
Issued 11/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/10/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2013
Series 3 - National Commodity Futures Examination
BC
Issued 04/25/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 03/10/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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