Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zachary? Claim Your ProfileZachary Stein is a financial advisor with LPL Financial LLC. Zachary is based in New Rochelle, New York, and has been working in the financial services industry since 1983. Zachary has experience providing a range of services to clients, including financial planning, investment management, and retirement planning. Zachary has a Series 66, Series 7, and SIE securities license. Zachary is also registered as an investment advisor in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/13/2022 - Present
LPL Financial LLC (NEW ROCHELLE NY)
NY
01/10/2008 - 05/17/2022
WOODBURY FINANCIAL SERVICES, INC. (LARCHMONT NY)
NY
06/22/1983 - 01/11/2008
NEW ENGLAND SECURITIES (NEW YORK NY)
BOTH
Issued 09/09/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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