Unclaimed
Zachary David Bergeron is a financial advisor with ADP Broker-Dealer, Inc., a firm that is active in the broker-dealer space but not registered as an Investment Advisor. Zachary has been in the financial services industry since October 22, 2023. Zachary holds the Series 63, Series 6TO, and SIE exams. Zachary is registered with the Financial Industry Regulatory Authority (FINRA) and is registered as a broker in all 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
10/23/2023 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
BC
Issued 11/10/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/04/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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