Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zachary? Claim Your ProfileZachary Daniel Waugh is a financial advisor in Colorado Springs, CO with over 15 years of experience in the industry. Zachary is currently registered with SPC, a firm with offices in Colorado Springs, Ann Arbor, MI and Grand Junction, CO. Previously, Zachary was registered with MWA Financial Services Inc. in Colorado Springs. Zachary is registered to provide investment advice in Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Illinois, Kansas, Maine, Maryland, Missouri, Montana, Nebraska, Nevada, New Mexico, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, South Dakota, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
CO
02/07/2020 - Present
SPC (COLORADO SPRINGS CO)
CO
01/28/2008 - 04/03/2008
MWA FINANCIAL SERVICES INC. (COLORADO SPRINGS CO)
BC
Issued 02/17/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/25/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/07/2009
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/25/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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