Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zachary? Claim Your ProfileZachary Ballard is a financial advisor with over 20 years of experience in the industry. Zachary has held previous positions with LPL Financial LLC, WM Financial Services, Inc., BANC ONE SECURITIES CORPORATION and Fidelity Brokerage Services LLC. Zachary is currently registered with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Zachary has a strong track record of providing investment advice and financial planning services to a variety of clients. Zachary is dedicated to helping individuals and families reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/23/2021 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
SC
01/10/2006 - 08/23/2019
LPL FINANCIAL LLC (FORT MILL SC)
CA
03/01/2004 - 01/05/2006
WM FINANCIAL SERVICES, INC. (IRVINE CA)
IL
12/03/2002 - 03/04/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
RI
11/10/2000 - 12/13/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 08/30/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/24/2020
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/01/2005
Series 4 - Registered Options Principal Examination
BC
Issued 09/24/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Zachary Ballard is the right advisor for you? Invested Better is here to help.
