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Zachary Anderson-clausen

Cetera Advisors LLC

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About Zachary Anderson-clausen

Zachary Anderson-clausen is a financial advisor with Cetera Advisors LLC. Zachary has been in the securities industry for over 4 years. Zachary is registered with FINRA and holds the SIE and Series 99TO licenses.

Firm Information

Zachary Anderson-clausen is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Zachary Anderson-clausen’s Registration & Firm History

IA

10/11/2019 - Present

Cetera Advisors LLC (WEST DES MOINES IA)

IA

10/11/2019 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (W Des Moines IA)

IA

10/11/2019 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (W Des Moines IA)

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Licenses & Designations

BC

Issued 10/11/2019

Series 99TO - Operations Professional Examination

BC

Issued 08/21/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Zachary Anderson-clausen.
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