Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zachary? Claim Your ProfileZachary Aaron Smith is a financial advisor who has been in the industry since July 24, 2011. Zachary is currently registered with Oppenheimer & Co. Inc. and has been with the firm since December 19, 2018. Prior to that, Zachary worked at Brean Capital, LLC, Stoncastle Securities, LLC and Banc of Manhattan Capital. Zachary specializes in Portfolio Management for Individuals, Businesses, and Pooled Investment Vehicles, as well as Financial Planning and Pension Consulting. Zachary is a Series 7, Series 63 and SIE licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
12/19/2018 - Present
Oppenheimer & Co. Inc. (PRINCETON NJ)
NC
01/15/2013 - 12/26/2018
BREAN CAPITAL, LLC (CHARLOTTE NC)
NY
09/06/2011 - 01/16/2013
STONECASTLE SECURITIES, LLC (NEW YORK NY)
NY
07/20/2011 - 09/01/2011
BANC OF MANHATTAN CAPITAL (NEW YORK NY)
BC
Issued 07/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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