Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yvonne? Claim Your ProfileYvonne Warda Thomas is an Investment Advisor Representative with PNC Investments. She has been in the financial services industry since 1994 and has held prior roles with several firms including BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, Guaranty Brokerage Services, Inc, National Planning Corporation, Westfin Securities Corporation and CitiCorp Investment Services. Yvonne is registered to provide investment advisory services in multiple states including Arizona, California, Florida, Hawaii, Illinois, Minnesota, Nevada, New Mexico, Oregon, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CA
08/18/2021 - Present
PNC Investments (REDWOOD CITY CA)
CA
05/16/2013 - 08/16/2021
BBVA SECURITIES INC. (CAMPBELL CA)
CA
02/09/2010 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (BURLINGAME CA)
CA
09/19/2002 - 12/23/2009
GUARANTY BROKERAGE SERVICES, INC. (REDWOOD CITY CA)
CA
12/01/2000 - 09/13/2002
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
CA
07/26/1999 - 01/04/2001
WESTFIN SECURITIES CORPORATION (IRVINE CA)
NY
07/06/1994 - 07/09/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 08/15/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Yvonne Thomas is the right advisor for you? Invested Better is here to help.
