Unclaimed
Yvonne Unay Ocampo is a registered representative with Alliance-ONE Investments, LLC. Yvonne has been in the securities industry since March 2, 2021. Yvonne has passed the Series 7TO, Series 63, and SIE exams and is currently licensed in Oklahoma. Yvonne has previously worked for E*TRADE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
09/25/2023 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
NA
03/02/2021 - 10/08/2021
E*TRADE SECURITIES LLC (Makati City )
BC
Issued 03/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
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