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Yvonne Unay Ocampo

Alliance-ONE Investments, LLC

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About Yvonne Unay Ocampo

Yvonne Unay Ocampo is a registered representative with Alliance-ONE Investments, LLC. Yvonne has been in the securities industry since March 2, 2021. Yvonne has passed the Series 7TO, Series 63, and SIE exams and is currently licensed in Oklahoma. Yvonne has previously worked for E*TRADE SECURITIES LLC.

Firm Information

Yvonne Ocampo is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yvonne Ocampo’s Registration & Firm History

OK

09/25/2023 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

NA

03/02/2021 - 10/08/2021

E*TRADE SECURITIES LLC (Makati City )

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Licenses & Designations

BC

Issued 03/16/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/02/2021

Series 7TO - General Securities Representative Examination

BC

Issued 01/19/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Yvonne Unay Ocampo.
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