Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yvonne? Claim Your ProfileYvonne Dier is a financial advisor with over 20 years of experience in the financial services industry. Yvonne is currently registered with Silver Leaf Partners, LLC. Yvonne has held previous roles with NYLIFE Securities INC., MORGAN STANLEY & CO., INCORPORATED, CHARLES SCHWAB & CO., INC. and LAZARD FRERES & CO.. Yvonne is licensed to conduct business in California. Yvonne holds the Series 63, 65, 7 and 8 licenses along with the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/19/2016 - Present
Silver Leaf Partners, LLC (NEW YORK NY)
NY
06/14/2000 - 03/12/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
08/05/1997 - 10/12/1998
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
TX
09/07/1993 - 06/30/1997
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
01/20/1993 - 07/24/1993
LAZARD FRERES & CO. (NEW YORK NY)
BC
Issued 01/09/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/14/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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