Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yvonne? Claim Your ProfileYvonne Magdalena Koziol is a financial advisor at UBS Financial Services Inc., a leading global financial services firm. Yvonne has been in the financial services industry since 2004, and has a strong track record of success in providing personalized financial advice to a wide range of clients. Yvonne holds the Series 7, Series 63, and Series 65 licenses, as well as the SIE exam. Yvonne specializes in a variety of financial services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
01/10/2018 - Present
UBS Financial Services Inc. (BOSTON MA)
MA
09/06/2016 - 12/21/2017
RAYMOND JAMES & ASSOCIATES, INC. (Boston MA)
MA
06/28/2007 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (BOSTON MA)
MA
06/10/2004 - 06/26/2007
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
IA
Issued 01/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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