Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yvonne? Claim Your ProfileYvonne Jimenez is a financial advisor with over 23 years of experience in the financial services industry. She is registered with Vanguard Advisers, Inc. and holds the Series 6, 7, 9, 10, 63, and 66 licenses, as well as the SIE exam. Yvonne is also a Certified Financial Planner. She has experience working with a variety of clients, including high-net-worth individuals, charitable organizations, and pooled investment vehicles. Yvonne's previous employers include CHARLES SCHWAB & CO., INC., FIDELITY BROKERAGE SERVICES LLC, and TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC. She is committed to providing her clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
11/30/2023 - Present
Vanguard Advisers, Inc. (Scottsdale AZ)
AZ
09/22/2021 - 11/27/2023
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
IL
04/05/2018 - 08/24/2021
FIDELITY BROKERAGE SERVICES LLC (SCHAUMBURG IL)
IL
10/10/2012 - 03/10/2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (EVANSTON IL)
IL
01/01/2004 - 08/24/2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHICAGO IL)
NY
03/21/2001 - 01/01/2004
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)
NA
07/10/1995 - 03/13/1996
BCMG SECURITIES, LLC
NJ
12/22/1994 - 06/23/1995
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
BOTH
Issued 12/08/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/20/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Yvonne Jimenez is the right advisor for you? Invested Better is here to help.
