Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yvette? Claim Your ProfileYvette Y Baca is a financial advisor with Raymond James Financial Services Advisors, Inc. Yvette is a registered representative and investment advisor representative with over 35 years of experience in the financial services industry. Yvette has been with Raymond James Financial Services Advisors, Inc. since February 2010. Previously, Yvette worked at MORGAN STANLEY SMITH BARNEY, MORGAN STANLEY & CO. INCORPORATED and MORGAN STANLEY DW INC. in Irvine, CA, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in New York, NY. Yvette holds the Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NM
08/15/2012 - Present
Raymond James Financial Services Advisors, Inc. (Albuquerque NM)
CA
06/01/2009 - 03/04/2010
MORGAN STANLEY SMITH BARNEY (IRVINE CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (IRVINE CA)
CA
04/08/1991 - 04/02/2007
MORGAN STANLEY DW INC. (IRVINE CA)
NY
07/22/1987 - 12/14/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 12/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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