Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yvette? Claim Your ProfileYvette Lippoczy is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. in Short Hills, New Jersey. Yvette has over 20 years of experience in the financial services industry. She provides a range of services to individuals, businesses, and institutions, including portfolio management, financial planning, and retirement planning. Yvette is a registered representative and investment advisor representative, and holds the Series 7, 24, 55, 63, and 66 licenses. Yvette has a strong track record of success in helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/21/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SHORT HILLS NJ)
NJ
10/14/2015 - 12/31/2016
CETERA INVESTMENT SERVICES LLC (Totowa NJ)
NJ
06/12/2013 - 06/10/2014
TRANSAMERICA FINANCIAL ADVISORS, INC (FRANKLIN LAKES NJ)
NJ
08/19/2011 - 11/04/2011
PRUCO SECURITIES, LLC. (ISELIN NJ)
CA
06/08/2011 - 08/17/2011
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NY
03/01/2010 - 05/28/2010
TD WEALTH MANAGEMENT SERVICES INC. (NEW YORK NY)
NJ
06/23/2009 - 07/14/2009
CHASE INVESTMENT SERVICES CORP. (MONTCLAIR NJ)
NJ
05/30/2007 - 07/06/2009
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
03/21/2007 - 04/02/2007
IFMG SECURITIES, INC. (PURCHASE NY)
NY
05/17/2005 - 08/29/2006
LIGHTSTONE SECURITIES, LLC (NEW YORK NY)
IL
10/31/2003 - 02/05/2004
COMPUTERSHARE SECURITIES CORPORATION (CHICAGO IL)
NY
03/06/2003 - 05/06/2003
CARLIN EQUITIES CORP. (NEW YORK NY)
NY
04/02/1998 - 10/15/2001
KNIGHT CAPITAL MARKETS, LLC. (PURCHASE NY)
CT
04/29/1997 - 02/19/1998
MAYER & SCHWEITZER, INC. (STAMFORD CT)
NY
06/12/1996 - 04/23/1997
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
10/09/1995 - 05/29/1996
JANSSEN-MEYERS ASSOCIATES, L.P. (NEW YORK NY)
NY
04/11/1995 - 10/10/1995
BUTTONWOOD SECURITIES, INC. (NEW YORK NY)
NA
01/18/1995 - 03/29/1995
INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION
NA
04/19/1983 - 06/06/1983
DONALD & CO. SECURITIES INC.
BOTH
Issued 03/31/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/17/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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