Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yvette? Claim Your ProfileYvette Gomez is a financial professional with over 27 years of experience in the industry. Yvette has been with Apex Clearing Corp. since June 2012, where she holds a Series 7, Series 24, Series 55, Series 57TO, Series 99TO, and SIE license. Prior to joining Apex Clearing Corp., Yvette worked for Penson Financial Services, Inc., Ridge Clearing & Outsourcing Solutions, Inc., BANC OF AMERICA SECURITIES LLC, BULL & BEAR SECURITIES, INC., DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, DLJDIRECT INC., PERSHING TRADING COMPANY, L.P. and again for DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION. Yvette is licensed in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/19/2012 - Present
Apex Clearing Corp. (DALLAS TX)
TX
07/02/2010 - 08/01/2012
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
NJ
10/28/2004 - 07/01/2010
RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. (JERSEY CITY NJ)
NY
11/02/2000 - 11/01/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
05/04/2000 - 10/12/2000
BULL & BEAR SECURITIES, INC. (NEW YORK NY)
NJ
10/07/1997 - 04/28/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NJ
06/02/1997 - 10/03/1997
DLJDIRECT INC. (JERSEY CITY NJ)
NJ
04/07/1997 - 06/02/1997
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NJ
03/18/1997 - 04/02/1997
PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)
NJ
10/13/1995 - 03/19/1997
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 10/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/29/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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