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Yvette Brown

Northwestern Mutual Investment Services, LLC

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About Yvette Brown

Yvette Brown is an active Registered Representative and Investment Advisor Representative currently associated with Northwestern Mutual Investment Services, LLC. Yvette is licensed in North Carolina and Wisconsin. Yvette's registration began on January 1, 2025. Prior to joining Northwestern Mutual Investment Services, LLC Yvette was associated with UBS Financial Services Inc. Yvette has been in the industry since February 2, 2020 and has held various positions at other firms. Yvette obtained her Series 63, Series 65, Series 24, Series 6TO, Series 7TO, and SIE licenses.

Firm Information

Yvette Brown is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Yvette Brown’s Registration & Firm History

WI

01/01/2025 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

NC

08/10/2021 - 10/05/2021

UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 08/27/2021

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/04/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/05/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/10/2021

Series 7TO - General Securities Representative Examination

BC

Issued 07/02/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yvette Brown.
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