Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yves? Claim Your ProfileYves Roussel is a financial advisor with Wells Fargo Clearing Services, LLC. Yves has been a registered representative for 25 years and is licensed to provide investment advice in 11 states. Yves has experience providing investment advice to individuals, families, trusts, and businesses. Yves is also a registered investment advisor and can provide investment advice to institutional clients. Yves specializes in providing financial planning, investment management, and portfolio management services. Yves has a strong commitment to providing his clients with personalized service and helping them achieve their financial goals. Before joining Wells Fargo Clearing Services, LLC, Yves worked for LPL Financial LLC, M&T Securities, Inc., HSBC Securities (USA) Inc., and Citigroup Investment Services. Yves has a strong understanding of the financial markets and is committed to helping his clients make informed investment decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
09/25/2023 - Present
Wells Fargo Clearing Services, LLC (WHITEHALL PA)
NJ
06/09/2021 - 10/10/2023
LPL FINANCIAL LLC (JERSEY CITY NJ)
NJ
11/07/2019 - 06/09/2021
M&T SECURITIES, INC. (JERSEY CITY NJ)
NY
02/07/2006 - 11/04/2019
HSBC SECURITIES (USA) INC. (BROOKLYN NY)
NY
08/09/2000 - 01/05/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
GA
05/07/1999 - 07/28/2000
WMA SECURITIES, INC. (DULUTH GA)
NY
05/08/1999 - 05/10/1999
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
MN
11/13/1998 - 01/18/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/13/1998 - 01/18/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
04/16/1998 - 09/01/1998
REMINGTON SECURITIES CORP. (NEW YORK NY)
IA
Issued 12/14/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/11/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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