Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yuyi? Claim Your ProfileYuyi Liu is an investment banking registered representative with Rabo Securities USA, Inc. in New York, New York. Yuyi is licensed in New York. Yuyi has passed the Series 63, Series 79TO and SIE exams. Yuyi has been working in the industry since October 4, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/05/2023 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
BC
Issued 12/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/14/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Yuyi Liu is the right advisor for you? Invested Better is here to help.
