Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yuya? Claim Your ProfileYuya Orime is a financial professional with over 6 years of experience in the financial services industry. Yuya is currently registered with Kingswood Capital Partners, LLC and is licensed in California and New York. Yuya has previously held positions at BofA Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Yuya holds the Series 63, Series 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/12/2022 - Present
Kingswood Capital Partners, LLC (SAN DIEGO CA)
CA
05/10/2019 - 05/21/2022
BOFA SECURITIES, INC. (PALO ALTO CA)
CA
10/31/2016 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALO ALTO CA)
BC
Issued 11/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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