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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yuxia? Claim Your ProfileYuxia Ma is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Yuxia has been in the financial industry since 2002. Yuxia has a broad range of experience in the financial services industry. Yuxia holds licenses in California and Texas. Yuxia also has experience with Morgan Stanley and AXA Advisors. In addition to her work as a financial advisor, Yuxia is also involved in real estate investment. Yuxia specializes in providing financial advice to a variety of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/12/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PASADENA CA)
CA
04/02/2007 - 02/12/2009
MORGAN STANLEY & CO. INCORPORATED (LOS ANGELES CA)
CA
09/13/2002 - 04/02/2007
MORGAN STANLEY DW INC. (LOS ANGELES CA)
NY
07/03/2002 - 08/27/2002
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 07/15/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 06/25/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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