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Yuxi Zhu

Wells Fargo Securities, LLC

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About Yuxi Zhu

Yuxi Zhu is a financial professional with experience in the securities industry. Yuxi is currently registered with Wells Fargo Securities, LLC and holds Series 7, Series 79, Series 63 and SIE licenses. Yuxi has been active in the industry since April 2022. Yuxi was previously employed with Credit Suisse Securities (USA) LLC.

Firm Information

Yuxi Zhu is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yuxi Zhu’s Registration & Firm History

NY

10/31/2023 - Present

Wells Fargo Securities, LLC (New York NY)

NY

03/04/2022 - 09/21/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/12/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/31/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/04/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 02/16/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Yuxi Zhu.
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