Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yuting? Claim Your ProfileYuting Cheng is a financial professional with over 12 years of experience in the financial services industry. Yuting is currently registered with Wells Fargo Clearing Services, LLC and has previously been registered with a number of other firms, including Northwestern Mutual Investment Services, LLC, J.P. Morgan Securities LLC, and Citigroup Global Markets Inc. Yuting holds the Series 7, Series 63, and Series 66 licenses, as well as the SIE exam certification. Yuting is also a Certified Financial Planner and a Chartered Financial Consultant. Yuting provides financial planning and investment management services to individuals and families. Yuting is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/13/2022 - Present
Wells Fargo Clearing Services, LLC (ENCINO CA)
CA
04/28/2022 - 11/10/2022
BANCWEST INVESTMENT SERVICES, INC. (IRVINE CA)
CA
03/30/2021 - 04/12/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOS ANGELES CA)
CA
11/30/2017 - 03/17/2021
J.P. MORGAN SECURITIES LLC (DIAMOND BAR CA)
CA
11/09/2015 - 12/14/2017
CITIGROUP GLOBAL MARKETS INC. (CITY OF INDUSTRY CA)
CA
04/02/2013 - 11/06/2015
CETERA INVESTMENT SERVICES LLC (ROWLAND HEIGHTS CA)
CA
06/28/2011 - 03/27/2013
CETERA INVESTMENT SERVICES LLC (CITY OF INDUSTRY CA)
CA
10/23/2009 - 03/03/2011
MAIA SECURITIES, INC. (YORBA LINDA CA)
BOTH
Issued 09/10/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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