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Yutaka Morikawa

FHN Financial Securities Corp.

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About Yutaka Morikawa

Yutaka Morikawa is a registered representative with FHN Financial Securities Corp. in Honolulu, Hawaii. Yutaka has been in the securities industry since November 24, 2009, and has passed the Series 63, Series 7 and SIE exams. Yutaka is currently registered with the state of Hawaii. Yutaka previously worked at FTN FINANCIAL SECURITIES CORP and BANC OF AMERICA SECURITIES LLC.

Firm Information

Yutaka Morikawa is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yutaka Morikawa’s Registration & Firm History

HI

03/02/2015 - Present

FHN Financial Securities Corp. (Honolulu HI)

NY

11/02/2006 - 06/19/2007

FTN FINANCIAL SECURITIES CORP (NEW YORK NY)

NY

09/11/2006 - 11/15/2006

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

03/04/2002 - 08/31/2006

FTN FINANCIAL SECURITIES CORP (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/09/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yutaka Morikawa.
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