Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yuta? Claim Your ProfileYuta Shinozaki is a registered representative of Smbc Nikko Securities America, Inc., with over 2 years of experience in the financial industry. Yuta holds the Series 79TO, Series 63, and SIE exams. Yuta is licensed to conduct business in 51 states and is registered with FINRA. Yuta is located in the New York office of Smbc Nikko Securities America, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/15/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 04/30/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/31/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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