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Yusuke Maeda

Mizuho Securities USA LLC

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About Yusuke Maeda

Yusuke Maeda is a securities professional with over 10 years of experience in the financial services industry. Yusuke is currently registered with Mizuho Securities USA LLC and holds Series 7, 55, 57TO, and 63 licenses. Yusuke's professional experience includes working as a securities trader, and their primary area of focus is within the equity markets.

Firm Information

Yusuke Maeda is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yusuke Maeda’s Registration & Firm History

NY

09/19/2012 - Present

Mizuho Securities USA LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/26/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/27/2014

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/18/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Yusuke Maeda.
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