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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yussuf? Claim Your ProfileYussuf Obai is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Yussuf Obai has been in the industry for over 11 years and has passed numerous industry exams including the Series 6, Series 7, Series 10, Series 9, Series 31, and the SIE exam. Yussuf Obai is licensed in 53 states. Yussuf Obai has worked for a number of financial firms including Ameriprise Financial Services, Inc. and Morgan Stanley. Yussuf Obai currently works in the Charlton branch of Merrill Lynch, Pierce, Fenner & Smith Inc. in Massachusetts. Yussuf Obai is also registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Providence, Rhode Island and New York, New York. Yussuf Obai provides a variety of advisory services to individuals and businesses including portfolio management, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
01/23/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Charlton MA)
MA
04/03/2013 - 11/05/2013
AMERIPRISE FINANCIAL SERVICES, INC. (WELLESLEY MA)
MA
07/06/2012 - 03/08/2013
MORGAN STANLEY (WELLESLEY MA)
CA
09/26/2006 - 04/20/2007
AIG FINANCIAL ADVISORS, INC. (IRVINE CA)
BOTH
Issued 08/03/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/11/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/29/2016
Series 31 - Futures Managed Funds Examination
BC
Issued 07/05/2012
Series 7 - General Securities Representative Examination
BC
Issued 09/25/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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