Unclaimed
Yusheng Luo is a registered representative with Moelis & Co. LLC. Yusheng has been in the securities industry for over 4 years and is licensed in California. Yusheng has passed the Series 7TO, SIE and Series 79 exams and previously worked for RBC Capital Markets, LLC and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/15/2021 - Present
Moelis & Co. LLC (SAN FRANCISCO CA)
TX
02/12/2020 - 03/17/2021
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
TX
08/13/2018 - 01/31/2020
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
BC
Issued 08/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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