Unclaimed
Yuqi Jiao is a registered investment advisor representative (IAR) with Neuberger Berman BD LLC in NEW YORK, NY and Jersey City, NJ. Yuqi holds a Series 31, Series 7TO, and SIE license and is a Series 66 registered representative. Yuqi has been in the industry since 2024. Yuqi has a history of working in education and finance, having worked at Jianping High School, Nanjing University, Columbia University, and Neuberger Berman. Yuqi's experience and qualifications suggest a strong commitment to providing clients with comprehensive financial advice and guidance.
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A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2024 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 06/10/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/08/2023
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2023
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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