Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yunzhi? Claim Your ProfileYunzhi Shi is a financial professional with over 6 years of experience in the industry. Yunzhi holds the Series 63, Series 79, and SIE licenses and has been registered with UBS Securities LLC since January 2019. Prior to joining UBS Securities LLC, Yunzhi was employed at Deutsche Bank Securities Inc., where they were registered from September 2012 to December 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/29/2019 - Present
UBS Securities LLC (NEW YORK NY)
NY
09/11/2012 - 12/17/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 08/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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