Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yunson? Claim Your ProfileYunson Du is a registered representative with Smbc Nikko Securities America, Inc. Yunson is registered with FINRA as well as with securities regulators in every U.S. state and territory. Yunson has been in the securities industry since July 24, 2009 and has held a Series 7 and Series 63 license. Yunson has a broad base of experience and a deep understanding of the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/12/2021 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
03/23/2004 - 12/09/2015
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
BC
Issued 12/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 08/26/2023
Series 3 - National Commodity Futures Examination
BC
Issued 08/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/12/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/29/2021
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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