Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yun ze? Claim Your ProfileYun ze Feng is a financial advisor with over 18 years of experience in the industry. Yun ze Feng is currently registered with Santander Securities LLC, where Yun ze Feng provides financial advice and portfolio management services to a wide range of clients, including individuals, families, and businesses. Yun ze Feng holds the Series 7, Series 63, Series 66, Series 24, Series 53, and Series 52TO licenses, as well as the SIE exam. Yun ze Feng has also earned the Certified Financial Planner designation. Prior to joining Santander Securities LLC, Yun ze Feng worked with several other firms, including TD Ameritrade, UnionBanc Investment Services, Key Investment Services LLC, Wells Fargo Advisors, LLC, and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NJ
05/03/2024 - Present
Santander Securities LLC (Cherry Hill NJ)
OH
02/17/2021 - 01/21/2022
KEY INVESTMENT SERVICES LLC (BROOKLYN OH)
CA
09/29/2016 - 02/24/2021
UNIONBANC INVESTMENT SERVICES, LLC (WALNUT CREEK CA)
CA
10/15/2015 - 09/06/2016
TD AMERITRADE, INC. (CUPERTINO CA)
CA
08/16/2012 - 10/26/2015
CITIGROUP GLOBAL MARKETS INC. (San Ramon CA)
WA
01/03/2011 - 05/31/2012
WELLS FARGO ADVISORS, LLC (TUKWILA WA)
CA
12/09/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (FREMONT CA)
MA
09/27/2004 - 06/17/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
09/30/2003 - 12/09/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MO
09/02/2002 - 06/02/2003
SCOTTRADE, INC. (ST. LOUIS MO)
BOTH
Issued 11/10/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/05/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/16/2024
Series 4 - Registered Options Principal Examination
BC
Issued 03/18/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/26/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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