Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yun? Claim Your ProfileYun Xie is a financial advisor with J. Wood Capital Advisors LLC. Yun has been in the financial services industry since 2009. Yun holds the Series 63, Series 7, Series 79TO and SIE licenses and is registered in California. Yun was previously registered with J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/10/2019 - Present
J. Wood Capital Advisors LLC (Santa Rosa CA)
CA
11/02/2009 - 08/27/2019
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 11/03/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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